GroundRules
17 CFR 260.10a-3: a-3 Number of copies—Filing—Signatures.
Where this section sits in the code
- Title 17—Commodity and Securities Exchanges
- CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
- PART 260—GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939
(a) Three copies of every application pursuant to rule 10a-1 (§ 260.10a-1 of this chapter) and of every amendment thereto shall be filed with the Commission at its principal office.
(b) One copy shall be manually signed by the applicant's duly authorized officer (or individual customarily performing similar functions with respect to any organization, whether incorporated or unincorporated).
Collected 2026-08-27T02:24:31Z. Source file · JSON