GroundRules
17 CFR 260.4c-3: c-3 Number of copies; filing; signatures; binding.
Where this section sits in the code
- Title 17—Commodity and Securities Exchanges
- CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
- PART 260—GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939
(a) Three copies of every application and of every amendment thereto shall be filed with the Commission at its principal office.
(b) At least the original of each application or amendment filed with the Commission shall be signed in the manner prescribed by Form T-4 (§ 269.4 of this chapter).
(c) The application proper and the exhibits thereto shall be bound on the left side in one or more parts, but without stiff covers.
Collected 2026-08-27T02:24:31Z. Source file · JSON