GroundRules
17 CFR 260.7a-3: a-3 Number of copies; filing; signatures; binding.
Where this section sits in the code
- Title 17—Commodity and Securities Exchanges
- CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
- PART 260—GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939
(a) Three copies of the complete application shall be filed with the Commission at its principal office.
(b) At least the original of each application filed with the Commission shall be signed in the manner prescribed by Form T-3 (§ 269.3 of this chapter).
(c) The application proper and the exhibits thereto shall be bound on the left side in one or more parts, but without stiff covers. The binding shall be made in such manner as to leave the reading matter legible.
Collected 2026-08-27T02:24:31Z. Source file · JSON