GroundRules
17 CFR 270.17a-1: a-1 Exemption of certain underwriting transactions exempted by § 270.10f-1.
Where this section sits in the code
- Title 17—Commodity and Securities Exchanges
- CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
- PART 270—RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940
Any transaction exempted pursuant to § 270.10f-1 shall be exempt from the provisions of section 17(a)(1) of the Act (54 Stat. 815; 15 U.S.C. 80a-17).
Collected 2026-08-27T02:24:31Z. Source file · JSON