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Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 270.24b-3: b-3 Sales literature deemed filed.

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Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  3. PART 270—RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940

Any advertisement, pamphlet, circular, form letter or other sales literature addressed to or intended for distribution to prospective investors shall be deemed filed with the Commission for purposes of section 24(b) of the Act [15 U.S.C. 80a-24(b)] upon filing with a national securities association registered under section 15A of the Securities Exchange Act of 1934 [15 U.S.C. 78o] that has adopted rules providing standards for the investment company advertising practices of its members and has established and implemented procedures to review that advertising.

Collected 2026-08-27T02:24:31Z. Source file · JSON

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