GroundRules
17 CFR 270.2a-6: a-6 Certain transactions not deemed assignments.
Where this section sits in the code
- Title 17—Commodity and Securities Exchanges
- CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
- PART 270—RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940
A transaction which does not result in a change of actual control or management of the investment adviser to, or principal underwriter of, an investment company is not an assignment for purposes of section 15(a)(4) or section 15(b)(2) of the act, respectively.
Collected 2026-08-27T02:24:31Z. Source file · JSON