GroundRules
17 CFR 270.60a-1: a-1 Exemption for certain business development companies.
Where this section sits in the code
- Title 17—Commodity and Securities Exchanges
- CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
- PART 270—RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940
Section 12(d)(1) (A) and (C) of the Act shall not apply to the acquisition by a business development company of the securities of a small business investment company licensed to do business under the Small Business Investment Act of 1958 which is operated as a wholly-owned subsidiary of the business development company.
Collected 2026-08-27T02:24:31Z. Source file · JSON