GroundRules
17 CFR 270.6b-1: b-1 Exemption of employees' securities company pending determination of application.
Where this section sits in the code
- Title 17—Commodity and Securities Exchanges
- CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
- PART 270—RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940
Any employees' securities company which files an application for an order of exemption under section 6(b) of the Act (54 Stat. 801; 15 U.S.C. 80a-6) shall be exempt, pending final determination of such application by the Commission, from all provisions of the Act applicable to investment companies as such.
Collected 2026-08-27T02:24:31Z. Source file · JSON