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Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 274.15: Form N-6F, notice of intent to elect to be subject to sections 55 through 65 of the Investment Company Act of 1940.

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Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  3. PART 274—FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940
  4. Subpart A—Registration Statements

This form shall be used by a company that would be excluded from the definition of an investment company by section 3(c)(1) of the Investment Company Act of 1940 [15 U.S.C. 80a-3(c)(1)], except that at the time of filing it proposes to make a public offering of its securities as a business development company, to notify the Securities and Exchange Commission that the company intends in good faith to file, within 90 days, a notification of election to become subject to the provisions of sections 55 through 65 of the Investment Company Act of 1940 [15 U.S.C. 80a-54 through 64].

The text of the form is set forth in the appendix to this release. 1

Collected 2026-08-27T02:24:31Z. Source file · JSON

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