GroundRules
17 CFR 275.222-2: -2 Definition of “client” for purposes of the national de minimis standard.
Where this section sits in the code
- Title 17—Commodity and Securities Exchanges
- CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
- PART 275—RULES AND REGULATIONS, INVESTMENT ADVISERS ACT OF 1940
For purposes of section 222(d)(2) of the Act (15 U.S.C. 80b-18a(d)(2)), an investment adviser may rely upon the definition of “client” provided by § 275.202(a)(30)-1, without giving regard to paragraph (b)(4) of that section.
Collected 2026-08-27T02:24:31Z. Source file · JSON