GroundRules
← Search the law
Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 279.1: Form ADV, for application for registration of investment adviser and for amendments to such registration statement.

Read at publisher ↗
Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  3. PART 279—FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940

This form shall be filed pursuant to Rule 203-1 (§ 275.203-1 of this chapter) as an application for registration of an investment adviser pursuant to sections 203(c) or 203(g) of the Investment Advisers Act of 1940, and also as an amendment to registration pursuant to Rule 204-1 (§ 275.204-1 of this chapter).

Collected 2026-08-27T02:24:31Z. Source file · JSON

Browse this collection