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Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 279.3: Form ADV-H, application for a temporary or continuing hardship exemption.

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Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  3. PART 279—FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940

An investment adviser must file this form under § 275.203-3 of this chapter to request a temporary hardship exemption or apply for a continuing hardship exemption.

Collected 2026-08-27T02:24:31Z. Source file · JSON

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