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Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 300.103: Accounts held by a corporation, partnership or unincorporated association.

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Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  3. PART 300—RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION

A corporation, partnership or unincorporated association holding an account with a member shall be deemed to be a separate customer distinct from the person or persons owning such corporation or comprising such partnership or unincorporated association if on the filing date it existed for a purpose other than primarily to obtain or increase protection under the Act.

Collected 2026-08-27T02:24:31Z. Source file · JSON

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