17 CFR 300.201: Accounts introduced by same or different broker or dealer.
Where this section sits in the code
- Title 17—Commodity and Securities Exchanges
- CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
- PART 300—RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION
All accounts of a person which are introduced by the same broker or dealer shall be combined and protected as the single account of a separate customer, unless such accounts are maintained in different capacities as specified in §§ 300.100 through 300.105; accounts introduced by different brokers or dealers shall be protected separately.
Collected 2026-08-27T02:24:31Z. Source file · JSON