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Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 300.201: Accounts introduced by same or different broker or dealer.

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Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  3. PART 300—RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION

All accounts of a person which are introduced by the same broker or dealer shall be combined and protected as the single account of a separate customer, unless such accounts are maintained in different capacities as specified in §§ 300.100 through 300.105; accounts introduced by different brokers or dealers shall be protected separately.

Collected 2026-08-27T02:24:31Z. Source file · JSON

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