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Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 300.307: Completion with cash or securities of customer.

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Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  3. PART 300—RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION

The trustee may, if authorized by the court, complete an open contractual commitment of the debtor, regardless of whether it is described in § 300.300(c) or meets the requirements of § 300.301 or has been reported to the trustee in conformity with § 300.303, to the extent that such commitment is completed with customer name securities of the customer of the debtor for whose account the commitment was made, or with cash or securities paid or delivered by or for the account of such customer to the debtor or trustee after the filing date.

Collected 2026-08-27T02:24:31Z. Source file · JSON

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