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Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 302.101: Appointment of receiver and trustee for covered broker or dealer.

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Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  3. PART 302—ORDERLY LIQUIDATION OF COVERED BROKERS OR DEALERS

Upon the appointment of the Corporation as receiver for a covered broker or dealer, the Corporation shall appoint SIPC to act as trustee for the covered broker or dealer.

Collected 2026-08-27T02:24:31Z. Source file · JSON

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