GroundRules
17 CFR 37.1200: Core Principle 12—Conflicts of interest.
Where this section sits in the code
- Title 17—Commodity and Securities Exchanges
- CHAPTER I—COMMODITY FUTURES TRADING COMMISSION
- PART 37—SWAP EXECUTION FACILITIES
- Subpart M—Conflicts of Interest
The swap execution facility shall:
(a) Establish and enforce rules to minimize conflicts of interest in its decision-making process; and
(b) Establish a process for resolving the conflicts of interest.
Collected 2026-08-27T02:24:31Z. Source file · JSON