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Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 37.405: Risk controls for trading.

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Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER I—COMMODITY FUTURES TRADING COMMISSION
  3. PART 37—SWAP EXECUTION FACILITIES
  4. Subpart E—Monitoring of Trading and Trade Processing

The swap execution facility shall establish and maintain risk control mechanisms to prevent and reduce the potential risk of market disruptions, including, but not limited to, market restrictions that pause or halt trading under market conditions prescribed by the swap execution facility.

Collected 2026-08-27T02:24:31Z. Source file · JSON

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