Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 37.407: Regulatory service provider.

Where this section sits in the code

Title 17—Commodity and Securities Exchanges
CHAPTER I—COMMODITY FUTURES TRADING COMMISSION
PART 37—SWAP EXECUTION FACILITIES
Subpart E—Monitoring of Trading and Trade Processing

A swap execution facility shall comply with the regulations in this subpart through a dedicated regulatory department or by contracting with a regulatory service provider pursuant to § 37.204.

Collected 2026-08-27T02:24:31Z. Source file · JSON

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