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Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 37.500: Core Principle 5—Ability to obtain information.

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Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER I—COMMODITY FUTURES TRADING COMMISSION
  3. PART 37—SWAP EXECUTION FACILITIES
  4. Subpart F—Ability to Obtain Information

The swap execution facility shall:

(a) Establish and enforce rules that will allow the facility to obtain any necessary information to perform any of the functions described in section 5h of the Act;

(b) Provide the information to the Commission on request; and

(c) Have the capacity to carry out such international information-sharing agreements as the Commission may require.

Collected 2026-08-27T02:24:31Z. Source file · JSON

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