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Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 37.703: Monitoring for financial soundness.

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Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER I—COMMODITY FUTURES TRADING COMMISSION
  3. PART 37—SWAP EXECUTION FACILITIES
  4. Subpart H—Financial Integrity of Transactions

A swap execution facility shall monitor its members to ensure that they continue to qualify as eligible contract participants as defined in section 1a(18) of the Act.

Collected 2026-08-27T02:24:31Z. Source file · JSON

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