GroundRules
17 CFR 38.605: Requirements for financial surveillance program.
Where this section sits in the code
- Title 17—Commodity and Securities Exchanges
- CHAPTER I—COMMODITY FUTURES TRADING COMMISSION
- PART 38—DESIGNATED CONTRACT MARKETS
- Subpart L—Financial Integrity of Transactions
A designated contract market's financial surveillance program for futures commission merchants, retail foreign exchange dealers, and introducing brokers must comply with the requirements of § 1.52 of this chapter to assess the compliance of such entities with applicable contract market rules and Commission regulations.
Collected 2026-08-27T02:24:31Z. Source file · JSON