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Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 38.711: Warning letters.

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Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER I—COMMODITY FUTURES TRADING COMMISSION
  3. PART 38—DESIGNATED CONTRACT MARKETS
  4. Subpart N—Disciplinary Procedures

Where a rule violation is found to have occurred, no more than one warning letter may be issued per rolling 12-month period for the same violation.

Collected 2026-08-27T02:24:31Z. Source file · JSON

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