GroundRules
← Search the law
Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 39.25: Conflicts of interest.

Read at publisher ↗
Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER I—COMMODITY FUTURES TRADING COMMISSION
  3. PART 39—DERIVATIVES CLEARING ORGANIZATIONS
  4. Subpart B—Compliance with Core Principles

A derivatives clearing organization shall:

(a) Establish and enforce rules to minimize conflicts of interest in the decision-making process of the derivatives clearing organization;

(b) Establish a process for resolving such conflicts of interest; and

(c) Have procedures for identifying, addressing, and managing conflicts of interest involving members of the board of directors.

Collected 2026-08-27T02:24:31Z. Source file · JSON

Browse this collection