Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 403.3: Use of customers' free credit balances.

Where this section sits in the code

Title 17—Commodity and Securities Exchanges
CHAPTER IV—DEPARTMENT OF THE TREASURY
SUBCHAPTER A—REGULATIONS UNDER SECTION 15C OF THE SECURITIES EXCHANGE ACT OF 1934
PART 403—PROTECTION OF CUSTOMER SECURITIES AND BALANCES

Every registered government securities broker or dealer shall comply with the requirement of § 240.15c3-2 of this title concerning the use of customer free credit balances. For purposes of this section, all references to “broker or dealer” in § 240.15c3-2 shall include government securities brokers and dealers.

Collected 2026-08-27T02:24:31Z. Source file · JSON

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