GroundRules
31 CFR 375.14: Do I have to make any certifications?
Where this section sits in the code
- Title 31—Money and Finance: Treasury
- Subtitle B—Regulations Relating to Money and Finance
- CHAPTER II—FISCAL SERVICE, DEPARTMENT OF THE TREASURY
- SUBCHAPTER A—BUREAU OF THE FISCAL SERVICE
- PART 375—MARKETABLE TREASURY SECURITIES REDEMPTION OPERATIONS
- Subpart B—Offering, Certifications, and Delivery
By submitting a tender offering a security or securities for sale, you are deemed to certify to us that:
(a) You are in compliance with this part and the redemption operation announcement;
(b) You will not use any redemption operation information from FedTrade as a basis for any transaction unless:
(1) such information is available to you from another source at the time of the transaction; or
(2) such transaction is solely for the purpose of hedging specific, identifiable risks to you arising from the acceptance or rejection of your offers in a Treasury redemption operation or unwinding hedges of specific, identifiable risks to you arising from securities you redeem in a Treasury redemption operation; and
(c) You will not convey any redemption operation information from FedTrade to another person or entity except for the purpose of effectuating a transaction permitted under paragraph (b) of this section.
Collected 2026-08-27T02:25:25Z. Source file · JSON