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- AS 45.56.300 · Broker-dealer registration requirement and exemptions.
- AS 45.56.310 · Limited registration of Canadian broker-dealers and agents.
- AS 45.56.320 · Registration exemption for merger and acquisition broker.
- AS 45.56.330 · Agent registration requirement and exemptions.
- AS 45.56.340 · Investment adviser registration requirement and exemptions.
- AS 45.56.350 · Investment adviser representative registration requirement and exemptions.
- AS 45.56.360 · Federal covered investment adviser notice filing requirement.
- AS 45.56.370 · Registration by broker-dealer, agent, investment adviser, and investment adviser representative.
- AS 45.56.380 · Succession and change in registration of broker-dealer or investment adviser.
- AS 45.56.390 · Termination of employment or association of agent and investment adviser representative and transfer of employment or association.
- AS 45.56.400 · Withdrawal of registration of broker-dealer, agent, investment adviser, and investment adviser representative.
- AS 45.56.410 · Fees.
- AS 45.56.420 · Post registration requirements.
- AS 45.56.430 · Protecting older and vulnerable adults from financial exploitation.
- AS 45.56.440 · Denial, revocation, suspension, withdrawal, restriction, condition, or limitation of registration.
- AS 45.56.500 · General fraud.
- AS 45.56.510 · Prohibited conduct in providing investment advice.
- AS 45.56.520 · Misleading filings.
- AS 45.56.530 · Misrepresentations concerning registration or exemption.
- AS 45.56.540 · Evidentiary burden.
- AS 45.56.550 · Filing of sales and advertising literature.
- AS 45.56.560 · Qualified immunity.
- AS 45.56.600 · Administration.
- AS 45.56.610 · Administrative files and opinions.
- AS 45.56.620 · Public records; confidentiality.
- AS 45.56.630 · Uniformity and cooperation with other agencies.
- AS 45.56.640 · Securities investor education and training fund.
- AS 45.56.650 · Service of process.
- AS 45.56.660 · Applicability of the chapter.
- AS 45.56.670 · Regulations, forms, orders, interpretative opinions, and hearings.
- AS 45.56.680 · Investigations and subpoenas.
- AS 45.56.690 · Administrative enforcement.
- AS 45.56.700 · Civil enforcement.
- AS 45.56.710 · Civil liability.
- AS 45.56.720 · Rescission offers.
- AS 45.56.730 · Criminal enforcement.
- AS 45.56.740 · Judicial review.
- AS 45.56.800 · Reimbursement of expenses incident to examination or investigation.
- AS 45.56.810 · Electronic records and signatures.
- AS 45.56.820 · References to federal statutes.
- AS 45.56.830 · References to federal agencies.
- AS 45.56.900 · Definitions.
- AS 45.56.995 · Short title.
- AS 45.57.010 · Provisions of takeover bids.
- AS 45.57.020 · Disclosure.
- AS 45.57.030 · Recommendations to accept or reject.
- AS 45.57.040 · Deceptive practices.
- AS 45.57.050 · Investigations and subpoenas.
- AS 45.57.060 · Injunctions.
- AS 45.57.070 · Criminal penalties.
- AS 45.57.080 · Civil liabilities.
- AS 45.57.090 · Consent to service of process.
- AS 45.57.100 · Regulations.
- AS 45.57.110 · Definitions.
- AS 45.57.120 · Short title.
- AS 45.63.010 · Registration.
- AS 45.63.015 · Registration fees.
- AS 45.63.020 · Written contract required.
- AS 45.63.030 · Cancellation or replacement.
- AS 45.63.040 · Prohibited representations.
- AS 45.63.045 · Required representations; prohibitions.
- AS 45.63.050 · Waiver prohibited and void.
- AS 45.63.060 · Criminal penalties.
- AS 45.63.070 · Remedies not exclusive.
- AS 45.63.080 · Exemptions.
- AS 45.63.090 · Regulations.
- AS 45.63.100 · Definitions.
- AS 45.65.010 · Identification seals and emblems.
- AS 45.65.020 · Administration of chapter.
- AS 45.65.030 · Design of identification seals and emblems.
- AS 45.65.040 · Identification seal.
- AS 45.65.045 · Emblem and emblem agent permits.
- AS 45.65.050 · Affixing seals to handicraft. [Repealed, § 11 ch 104 SLA 1992.]
- AS 45.65.055 · Prohibited conduct.
- AS 45.65.060 · Penalties.
- AS 45.65.070 · Definitions.
- AS 45.65.080 — 45.65.150 · [Renumbered as AS 44.33.501 — 44.33.512.]
- AS 45.65.200 · Artists and art dealer relationships.
- AS 45.65.210 · Waiver.
- AS 45.65.250 · Definitions.
- AS 45.66.010 · Registration required.
- AS 45.66.020 · Registration procedure.
- AS 45.66.030 · Renewal of registration.
- AS 45.66.040 · Registration and renewal fees.
- AS 45.66.050 · Material changes in registration information.
- AS 45.66.060 · Surety bond required.
- AS 45.66.070 · Location of offer and sale.
- AS 45.66.080 · Disclosure requirements.
- AS 45.66.090 · Written contract required.
- AS 45.66.100 · Restrictions on down payments.
- AS 45.66.110 · Escrow account requirements.
- AS 45.66.120 · Actions for claims against escrow account.
- AS 45.66.130 · Cancellation of contract.
- AS 45.66.140 · Prohibited representations.
- AS 45.66.150 · Untrue statements or omissions.
- AS 45.66.160 · Unwarranted conclusions.
- AS 45.66.170 · Waiver prohibited and void.
- AS 45.66.180 · Seller's records and files.
- AS 45.66.190 · Public records.
- AS 45.66.200 · Denial, suspension, or revocation of registration.