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- 12 CFR 9.15 · Fiduciary compensation.
- 12 CFR 9.16 · Receivership or voluntary liquidation of bank.
- 12 CFR 9.17 · Surrender or revocation of fiduciary powers.
- 12 CFR 9.18 · Collective investment funds.
- 12 CFR 9.20 · Transfer agents.
- 12 CFR 9.100 · Acting as indenture trustee and creditor.
- 12 CFR 9.101 · Providing investment advice for a fee.
- 12 CFR 10.1 · Scope.
- 12 CFR 10.2 · Filing requirements.
- 12 CFR 11.1 · Authority.
- 12 CFR 11.2 · Reporting requirements for registered national banks and Federal savings associations.
- 12 CFR 11.3 · Filing requirements and inspection of documents.
- 12 CFR 11.4 · Filing fees.
- 12 CFR 12.1 · Authority, purpose, and scope.
- 12 CFR 12.2 · Definitions.
- 12 CFR 12.3 · Recordkeeping.
- 12 CFR 12.4 · Content and time of notification.
- 12 CFR 12.5 · Notification by agreement; alternative forms and times of notification.
- 12 CFR 12.6 · Fees.
- 12 CFR 12.7 · Securities trading policies and procedures.
- 12 CFR 12.8 · Waivers.
- 12 CFR 12.9 · Settlement of securities transactions.
- 12 CFR 13.1 · Scope.
- 12 CFR 13.2 · Definitions.
- 12 CFR 13.3 · Business conduct.
- 12 CFR 13.4 · Recommendations to customers.
- 12 CFR 13.5 · Customer information.
- 12 CFR 13.100 · Obligations concerning institutional customers.
- 12 CFR 14.10 · Purpose and scope.
- 12 CFR 14.20 · Definitions.
- 12 CFR 14.30 · Prohibited practices.
- 12 CFR 14.40 · What a covered person must disclose.
- 12 CFR 14.50 · Where insurance activities may take place.
- 12 CFR 14.60 · Qualification and licensing requirements for insurance sales personnel.
- 12 CFR Appendix A to Part 14 · Appendix A to Part 14—Consumer Grievance Process
- 12 CFR 16.1 · Authority, purpose, and scope.
- 12 CFR 16.2 · Definitions.
- 12 CFR 16.3 · Registration statement and prospectus requirements.
- 12 CFR 16.4 · Communications not deemed an offer.
- 12 CFR 16.5 · Exemptions.
- 12 CFR 16.6 · Sales of nonconvertible debt.
- 12 CFR 16.7 · Nonpublic offerings.
- 12 CFR 16.8 · Small issues.
- 12 CFR 16.9 · Securities offered and sold in holding company dissolution.
- 12 CFR 16.10 · Sales of securities at an office of a Federal savings association.
- 12 CFR 16.15 · Form and content.
- 12 CFR 16.16 · Effectiveness.
- 12 CFR 16.17 · Filing requirements and inspection of documents.
- 12 CFR 16.18 · Use of prospectus.
- 12 CFR 16.19 · Withdrawal or abandonment.
- 12 CFR 16.30 · Request for interpretive advice or no-objection letter.
- 12 CFR 16.31 · Escrow requirement.
- 12 CFR 16.32 · Fraudulent transactions and unsafe or unsound practices.
- 12 CFR 16.33 · Filing fees.
- 12 CFR 19.0 · Applicability date.
- 12 CFR 19.1 · Scope.
- 12 CFR 19.2 · Rules of construction.
- 12 CFR 19.3 · Definitions.
- 12 CFR 19.4 · Authority of the Comptroller.
- 12 CFR 19.5 · Authority of the administrative law judge (ALJ).
- 12 CFR 19.6 · Appearance and practice in adjudicatory proceedings.
- 12 CFR 19.7 · Good faith certification.
- 12 CFR 19.8 · Conflicts of interest.
- 12 CFR 19.9 · Ex parte communications.
- 12 CFR 19.10 · Filing of papers.
- 12 CFR 19.11 · Service of papers.
- 12 CFR 19.12 · Construction of time limits.
- 12 CFR 19.13 · Change of time limits.
- 12 CFR 19.14 · Witness fees and expenses.
- 12 CFR 19.15 · Opportunity for informal settlement.
- 12 CFR 19.16 · OCC's right to conduct examination.
- 12 CFR 19.17 · Collateral attacks on adjudicatory proceeding.
- 12 CFR 19.18 · Commencement of proceeding and contents of notice.
- 12 CFR 19.19 · Answer.
- 12 CFR 19.20 · Amended pleadings.
- 12 CFR 19.21 · Failure to appear.
- 12 CFR 19.22 · Consolidation and severance of actions.
- 12 CFR 19.23 · Motions.
- 12 CFR 19.24 · Scope of document discovery.
- 12 CFR 19.25 · Request for document discovery from parties.
- 12 CFR 19.26 · Document subpoenas to nonparties.
- 12 CFR 19.27 · Deposition of witness unavailable for hearing.
- 12 CFR 19.28 · Interlocutory review.
- 12 CFR 19.29 · Summary disposition.
- 12 CFR 19.30 · Partial summary disposition.
- 12 CFR 19.31 · Scheduling and prehearing conferences.
- 12 CFR 19.32 · Prehearing submissions.
- 12 CFR 19.33 · Public hearings.
- 12 CFR 19.34 · Hearing subpoenas.
- 12 CFR 19.35 · Conduct of hearings.
- 12 CFR 19.36 · Evidence.
- 12 CFR 19.37 · Post-hearing filings.
- 12 CFR 19.38 · Recommended decision and filing of record.
- 12 CFR 19.39 · Exceptions to recommended decision.
- 12 CFR 19.40 · Review by the Comptroller.
- 12 CFR 19.41 · Stays pending judicial review.
- 12 CFR 19.100 · Filing documents.
- 12 CFR 19.101 · Delegation to OFIA.
- 12 CFR 19.102 · Civil money penalties.
- 12 CFR 19.110 · Scope and definitions.