Browse Federal regulations

Read the original sections, or search by topic.

17 CFR 41.48 · Undermargined accounts.
17 CFR 41.49 · Filing proposed margin rule changes with the Commission.
17 CFR 42.1 · [Reserved]
17 CFR 42.2 · Compliance with Bank Secrecy Act.
17 CFR 43.1 · Purpose, scope, and rules of construction.
17 CFR 43.2 · Definitions.
17 CFR 43.3 · Method and timing for real-time public reporting.
17 CFR 43.4 · Swap transaction and pricing data to be publicly disseminated in real-time.
17 CFR 43.5 · Time delays for public dissemination of swap transaction and pricing data.
17 CFR 43.6 · Block trades and large notional off-facility swaps.
17 CFR 43.7 · Delegation of authority.
17 CFR Appendix A to Part 43 · Appendix A to Part 43—Swap Transaction and Pricing Data Elements
17 CFR Appendix B to Part 43 · Appendix B to Part 43—Enumerated Physical Commodity Contracts and Other Contracts
17 CFR Appendix C to Part 43 · Appendix C to Part 43—Time Delays for Public Dissemination
17 CFR Appendix D to Part 43 · Appendix D to Part 43—Other Commodity Swap Categories
17 CFR Appendix E to Part 43 · Appendix E to Part 43—Other Commodity Geographic Identification for Public Dissemination Pursuant to § 43.4(c)(4)(iii)
17 CFR Appendix F to Part 43 · Appendix F to Part 43—Initial Appropriate Minimum Block Sizes by Asset Class for Block Trades and Large Notional Off-Facility Swaps
17 CFR 44.00 · Definition of terms used in part 44 of this chapter.
17 CFR 44.01 · Effective date.
17 CFR 44.02 · Reporting pre-enactment swaps to a swap data repository or the Commission.
17 CFR 44.03 · Reporting transition swaps to a swap data repository or to the Commission.
17 CFR 45.1 · Definitions.
17 CFR 45.2 · Swap recordkeeping.
17 CFR 45.3 · Swap data reporting: Creation data.
17 CFR 45.4 · Swap data reporting: Continuation data.
17 CFR 45.5 · Unique transaction identifiers.
17 CFR 45.6 · Legal entity identifiers.
17 CFR 45.7 · Unique product identifiers.
17 CFR 45.8 · Determination of which counterparty shall report.
17 CFR 45.9 · Third-party facilitation of data reporting.
17 CFR 45.10 · Reporting to a single swap data repository.
17 CFR 45.11 · Data reporting for swaps in a swap asset class not accepted by any swap data repository.
17 CFR 45.12 · [Reserved]
17 CFR 45.13 · Required data standards.
17 CFR 45.14 · Correcting errors in swap data and verification of swap data accuracy.
17 CFR 45.15 · Delegation of authority.
17 CFR Appendix 1 to Part 45 · Appendix 1 to Part 45—Swap Data Elements
17 CFR 46.1 · Definitions.
17 CFR 46.2 · Recordkeeping for pre-enactment swaps and transition swaps.
17 CFR 46.3 · Data reporting for pre-enactment swaps and transition swaps.
17 CFR 46.4 · Unique identifiers.
17 CFR 46.5 · Determination of which counterparty must report.
17 CFR 46.6 · Third-party facilitation of data reporting.
17 CFR 46.7 · Reporting to a single swap data repository.
17 CFR 46.8 · Data reporting for swaps in a swap asset class not accepted by any swap data repository.
17 CFR 46.9 · Voluntary supplemental reporting.
17 CFR 46.10 · Required data standards.
17 CFR 46.11 · Reporting of errors and omissions in previously reported data.
17 CFR Appendix 1 to Part 46 · Appendix 1 to Part 46—Tables of Minimum Primary Economic Terms Data For Pre-Enactment and Transition Swaps
17 CFR 48.1 · Scope.
17 CFR 48.2 · Definitions.
17 CFR 48.3 · Registration required.
17 CFR 48.4 · Registration eligibility and scope.
17 CFR 48.5 · Registration procedures.
17 CFR 48.6 · [Reserved]
17 CFR 48.7 · Requirements for registration.
17 CFR 48.8 · Conditions of registration.
17 CFR 48.9 · Revocation of registration.
17 CFR 48.10 · Additional contracts.
17 CFR 48.11 · Delegation of authority.
17 CFR Appendix to Part 48 · Appendix to Part 48—Form FBOT
17 CFR 49.1 · Scope.
17 CFR 49.2 · Definitions.
17 CFR 49.3 · Procedures for registration.
17 CFR 49.4 · Withdrawal from registration.
17 CFR 49.5 · Equity interest transfers.
17 CFR 49.6 · Request for transfer of registration.
17 CFR 49.7 · Swap data repositories located in foreign jurisdictions.
17 CFR 49.8 · Procedures for implementing swap data repository rules.
17 CFR 49.9 · Open swaps reports provided to the Commission.
17 CFR 49.10 · Acceptance and validation of data.
17 CFR 49.11 · Verification of swap data accuracy.
17 CFR 49.12 · Swap data repository recordkeeping requirements.
17 CFR 49.13 · Monitoring, screening and analyzing swap data.
17 CFR 49.14 · Monitoring, screening and analyzing end-user clearing exemption claims by individual and affiliated entities.
17 CFR 49.15 · Real-time public reporting by swap data repositories.
17 CFR 49.16 · Privacy and confidentiality requirements of swap data repositories.
17 CFR 49.17 · Access to SDR data.
17 CFR 49.18 · Confidentiality arrangement.
17 CFR 49.19 · Core principles applicable to swap data repositories.
17 CFR 49.20 · Governance arrangements (Core Principle 2).
17 CFR 49.21 · Conflicts of interest (Core Principle 3).
17 CFR 49.22 · Chief compliance officer.
17 CFR 49.23 · Emergency authority policies and procedures.
17 CFR 49.24 · System safeguards.
17 CFR 49.25 · Financial resources.
17 CFR 49.26 · Disclosure requirements of swap data repositories.
17 CFR 49.27 · Access and fees.
17 CFR 49.28 · Operating hours of swap data repositories.
17 CFR 49.29 · Information relating to swap data repository compliance.
17 CFR 49.30 · Form and manner of reporting and submitting information to the Commission.
17 CFR 49.31 · Delegation of authority to the Directors of the Division of Market Oversight and Division of Data relating to certain part 49 matters.
17 CFR Appendix A to Part 49 · Appendix A to Part 49—Form SDR
17 CFR Appendix B to Part 49 · Appendix B to Part 49—Confidentiality Arrangement for Appropriate Domestic Regulators and Appropriate Foreign Regulators to Obtain Access to Swap Data Maintained by Swap Data Respositories Pursuant to §§ 49.17(d)(6) and 49.18(a)
17 CFR 50.1 · Definitions.
17 CFR 50.2 · Treatment of swaps subject to a clearing requirement.
17 CFR 50.3 · Notice to the public.
17 CFR 50.4 · Classes of swaps required to be cleared.
17 CFR 50.5 · Swaps exempt from a clearing requirement.
17 CFR 50.6 · Delegation of Authority.