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17 CFR 171.14 · Waiver of rules.
17 CFR 171.20 · [Reserved]
17 CFR 171.21 · Notice of final decision.
17 CFR 171.22 · Effective date of final decisions in disciplinary, membership denial and registration actions.
17 CFR 171.23 · Notice of appeal.
17 CFR 171.24 · Submission of the record.
17 CFR 171.25 · Appeal brief.
17 CFR 171.26 · Answering brief.
17 CFR 171.27 · Limited participation by interested persons.
17 CFR 171.28 · Participation by Commission staff.
17 CFR 171.30 · Scope of review.
17 CFR 171.31 · Commission review in the absence of an appeal.
17 CFR 171.32 · Oral argument.
17 CFR 171.33 · Final decision by the Commission.
17 CFR 171.34 · Standards of review.
17 CFR 171.40 · Notice of the commencement of a member responsibility action.
17 CFR 171.41 · Petition for a stay of effective date of a member responsibility action pending a hearing by the National Futures Association.
17 CFR 171.42 · Notice of a final decision of the National Futures Association in a member responsibility action.
17 CFR 171.43 · Petition for a stay of the effective date of a final decision of the National Futures Association in a member responsibility action.
17 CFR 171.44 · Notice of appeal.
17 CFR 171.45 · General procedures.
17 CFR 171.46 · Standards of review.
17 CFR 171.50 · Delegation to the General Counsel.
17 CFR 180.1 · Prohibition on the employment, or attempted employment, of manipulative and deceptive devices.
17 CFR 180.2 · Prohibition on price manipulation.
17 CFR 190.00 · Statutory authority, organization, core concepts, scope, and construction.
17 CFR 190.01 · Definitions.
17 CFR 190.02 · General.
17 CFR 190.03 · Notices and proofs of claims.
17 CFR 190.04 · Operation of the debtor's estate—customer property.
17 CFR 190.05 · Operation of the debtor's estate—general.
17 CFR 190.06 · Making and taking delivery under commodity contracts.
17 CFR 190.07 · Transfers.
17 CFR 190.08 · Calculation of funded net equity.
17 CFR 190.09 · Allocation of property and allowance of claims.
17 CFR 190.10 · Current records during business as usual.
17 CFR 190.11 · Scope and purpose of this subpart.
17 CFR 190.12 · Required reports and records.
17 CFR 190.13 · Prohibition on avoidance of transfers.
17 CFR 190.14 · Operation of the estate of the debtor subsequent to the filing date.
17 CFR 190.15 · Recovery and wind-down plans; default rules and procedures.
17 CFR 190.16 · Delivery.
17 CFR 190.17 · Calculation of net equity.
17 CFR 190.18 · Treatment of property.
17 CFR 190.19 · Support of daily settlement.
17 CFR Appendix A to Part 190 · Appendix A to Part 190—Customer Proof of Claim Form
17 CFR Appendix B to Part 190 · Appendix B to Part 190—Special Bankruptcy Distributions
17 CFR 200.1 · General statement and statutory authority.
17 CFR 200.2 · Statutory functions.
17 CFR 200.10 · The Commission.
17 CFR 200.11 · Headquarters Office—Regional Office relationships.
17 CFR 200.12 · Functional responsibilities.
17 CFR 200.13 · Chief Operating Officer.
17 CFR 200.13a · a The Secretary of the Commission.
17 CFR 200.13b · b Director of the Office of Public Affairs.
17 CFR 200.14 · Office of Administrative Law Judges.
17 CFR 200.15 · Office of International Affairs.
17 CFR 200.16 · [Reserved]
17 CFR 200.16a · a Inspector General.
17 CFR 200.17 · [Reserved]
17 CFR 200.18 · Director of Division of Corporation Finance.
17 CFR 200.19a · a Director of the Division of Trading and Markets.
17 CFR 200.19b · b Director of the Division of Enforcement.
17 CFR 200.19c · c Director of the Division of Examinations.
17 CFR 200.19d · d Director of the Office of Municipal Securities.
17 CFR 200.19e · e Director of the Office of Credit Ratings.
17 CFR 200.20a · a [Reserved]
17 CFR 200.20b · b Director of Division of Investment Management.
17 CFR 200.21 · The General Counsel.
17 CFR 200.21a · a The Ethics Counsel.
17 CFR 200.22 · The Chief Accountant.
17 CFR 200.23a · a Director of the Division of Economic and Risk Analysis and Chief Economist.
17 CFR 200.23b · b [Reserved]
17 CFR 200.24 · Office of Financial Management.
17 CFR 200.24a · a Director of the Office of Investor Education and Advocacy.
17 CFR 200.25-200.26 · §§ 200.25-200.26 [Reserved]
17 CFR 200.26a · a Office of Information Technology.
17 CFR 200.27 · The Regional Directors.
17 CFR 200.28 · Issuance of instructions.
17 CFR 200.29 · Rules.
17 CFR 200.30-1 · -1 Delegation of authority to Director of Division of Corporation Finance.
17 CFR 200.30-2 · -2 Delegation of authority to the Director of the Division of Economic and Risk Analysis and Chief Economist.
17 CFR 200.30-3 · -3 Delegation of authority to Director of Division of Trading and Markets.
17 CFR 200.30-3a · -3a Delegation of authority to Director of the Office of Municipal Securities.
17 CFR 200.30-3b · -3b Delegation of authority to Director of the Office of Credit Ratings.
17 CFR 200.30-4 · -4 Delegation of authority to Director of Division of Enforcement.
17 CFR 200.30-5 · -5 Delegation of authority to Director of Division of Investment Management.
17 CFR 200.30-6 · -6 Delegation of authority to Regional Directors.
17 CFR 200.30-7 · -7 Delegation of authority to Secretary of the Commission.
17 CFR 200.30-8 · -8 [Reserved]
17 CFR 200.30-9 · -9 Delegation of authority to hearing officers.
17 CFR 200.30-10 · -10 Delegation of authority to Chief Administrative Law Judge.
17 CFR 200.30-11 · -11 Delegation of authority to the Chief Accountant.
17 CFR 200.30-12 · -12 [Reserved]
17 CFR 200.30-13 · -13 Delegation of authority to Chief Financial Officer.
17 CFR 200.30-14 · -14 Delegation of authority to the General Counsel.
17 CFR 200.30-15 · -15 Delegation of authority to Chief Operating Officer.
17 CFR 200.30-16 · -16 [Reserved]
17 CFR 200.30-17 · -17 Delegation of authority to Director of Office of International Affairs.
17 CFR 200.30-18 · -18 Delegation of authority to Director of the Division of Examinations.