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17 CFR 242.103 · Nasdaq passive market making.
17 CFR 242.104 · Stabilizing and other activities in connection with an offering.
17 CFR 242.105 · Short selling in connection with a public offering.
17 CFR 242.200 · Definition of “short sale” and marking requirements.
17 CFR 242.201 · Circuit breaker.
17 CFR 242.203 · Borrowing and delivery requirements.
17 CFR 242.204 · Close-out requirement.
17 CFR 242.300 · Definitions.
17 CFR 242.301 · Requirements for alternative trading systems.
17 CFR 242.302 · Recordkeeping requirements for alternative trading systems.
17 CFR 242.303 · Record preservation requirements for alternative trading systems.
17 CFR 242.304 · NMS Stock ATSs.
17 CFR 242.400 · Customer margin requirements for security futures—authority, purpose, interpretation, and scope.
17 CFR 242.401 · Definitions.
17 CFR 242.402 · General provisions.
17 CFR 242.403 · Required margin.
17 CFR 242.404 · Type, form and use of margin.
17 CFR 242.405 · Withdrawal of margin.
17 CFR 242.406 · Undermargined accounts.
17 CFR 242.500 · Definitions.
17 CFR 242.501 · Certifications in connection with research reports.
17 CFR 242.502 · Certifications in connection with public appearances.
17 CFR 242.503 · Certain foreign research reports.
17 CFR 242.504 · Notification to associated persons.
17 CFR 242.505 · Exclusion for news media.
17 CFR 242.600 · NMS security designation and definitions.
17 CFR 242.601 · Dissemination of transaction reports and last sale data with respect to transactions in NMS stocks.
17 CFR 242.602 · Dissemination of quotations in NMS securities.
17 CFR 242.603 · Distribution, consolidation, dissemination, and display of information with respect to quotations for and transactions in NMS stocks.
17 CFR 242.604 · Display of customer limit orders.
17 CFR 242.605 · Disclosure of order execution information.
17 CFR 242.606 · Disclosure of order routing information.
17 CFR 242.607 · Customer account statements.
17 CFR 242.608 · Filing and amendment of national market system plans.
17 CFR 242.609 · Registration of securities information processors: form of application and amendments.
17 CFR 242.610 · Access to quotations.
17 CFR 242.611 · Order protection rule.
17 CFR 242.612 · Minimum pricing increment.
17 CFR 242.613 · Consolidated audit trail.
17 CFR 242.614 · Registration and responsibilities of competing consolidators.
17 CFR 242.800 · Scope.
17 CFR 242.801 · Applicable provisions.
17 CFR 242.802 · Definitions.
17 CFR 242.803 · Requirements and procedures for registration.
17 CFR 242.804 · Listing products for trading by certification.
17 CFR 242.805 · Voluntary submission of new products for Commission review and approval.
17 CFR 242.806 · Voluntary submission of rules for Commission review and approval.
17 CFR 242.807 · Self-certification of rules.
17 CFR 242.808 · Availability of public information.
17 CFR 242.809 · Staying of certification and tolling of review period pending jurisdictional determination.
17 CFR 242.810 · Product filings by security-based swap execution facilities that are not yet registered and by dormant security-based swap execution facilities.
17 CFR 242.811 · Information relating to security-based swap execution facility compliance.
17 CFR 242.812 · Enforceability.
17 CFR 242.813 · Prohibited use of data collected for regulatory purposes.
17 CFR 242.814 · Entity operating both a national securities exchange and security-based swap execution facility.
17 CFR 242.815 · Methods of execution for Required and Permitted Transactions.
17 CFR 242.816 · Trade execution requirement and exemptions therefrom.
17 CFR 242.817 · Trade execution compliance schedule.
17 CFR 242.818 · Core Principle 1—Compliance with core principles.
17 CFR 242.819 · Core Principle 2—Compliance with rules.
17 CFR 242.820 · Core Principle 3—Security-based swaps not readily susceptible to manipulation.
17 CFR 242.821 · Core Principle 4—Monitoring of trading and trade processing.
17 CFR 242.822 · Core Principle 5—Ability to obtain information.
17 CFR 242.823 · Core Principle 6—Financial integrity of transactions.
17 CFR 242.824 · Core Principle 7—Emergency authority.
17 CFR 242.825 · Core Principle 8—Timely publication of trading information.
17 CFR 242.826 · Core Principle 9—Recordkeeping and reporting.
17 CFR 242.827 · Core Principle 10—Antitrust considerations.
17 CFR 242.828 · Core Principle 11—Conflicts of interest.
17 CFR 242.829 · Core Principle 12—Financial resources.
17 CFR 242.830 · Core Principle 13—System safeguards.
17 CFR 242.831 · Core Principle 14—Designation of chief compliance officer.
17 CFR 242.832 · Application of the trade execution requirement to cross-border security-based swap transactions.
17 CFR 242.833 · Cross-border exemptions.
17 CFR 242.834 · Mitigation of conflicts of interest of security-based swap execution facilities and certain exchanges.
17 CFR 242.835 · Notice to Commission by security-based swap execution facility of final disciplinary action or denial or limitation of access.
17 CFR 242.900 · Definitions.
17 CFR 242.901 · Reporting obligations.
17 CFR 242.902 · Public dissemination of transaction reports.
17 CFR 242.903 · Coded information.
17 CFR 242.904 · Operating hours of registered security-based swap data repositories.
17 CFR 242.905 · Correction of errors in security-based swap information.
17 CFR 242.906 · Other duties of participants.
17 CFR 242.907 · Policies and procedures of registered security-based swap data repositories.
17 CFR 242.908 · Cross-border matters.
17 CFR 242.909 · Registration of security-based swap data repository as a securities information processor.
17 CFR 242.1000 · Definitions.
17 CFR 242.1001 · Obligations related to policies and procedures of SCI entities.
17 CFR 242.1002 · Obligations related to SCI events.
17 CFR 242.1003 · Obligations related to systems changes; SCI review.
17 CFR 242.1004 · SCI entity business continuity and disaster recovery plans testing requirements for members or participants.
17 CFR 242.1005 · Recordkeeping requirements related to compliance with Regulation SCI.
17 CFR 242.1006 · Electronic filing and submission.
17 CFR 242.1007 · Requirements for service bureaus.
17 CFR 243.100 · General rule regarding selective disclosure.
17 CFR 243.101 · Definitions.
17 CFR 243.102 · No effect on antifraud liability.
17 CFR 243.103 · No effect on Exchange Act reporting status.
17 CFR 244.100 · General rules regarding disclosure of non-GAAP financial measures.
17 CFR 244.101 · Definitions.