GroundRules
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- 15 U.S.C. § 78ddd · SIPC Fund
- 15 U.S.C. § 78eee · Protection of customers
- 15 U.S.C. § 78fff · General provisions of a liquidation proceeding
- 15 U.S.C. § 78fff–1 · Powers and duties of a trustee
- 15 U.S.C. § 78fff–2 · Special provisions of a liquidation proceeding
- 15 U.S.C. § 78fff–3 · SIPC advances
- 15 U.S.C. § 78fff–4 · Direct payment procedure
- 15 U.S.C. § 78ggg · SEC functions
- 15 U.S.C. § 78hhh · Examining authority functions
- 15 U.S.C. § 78iii · Functions of self-regulatory organizations
- 15 U.S.C. § 78jjj · Prohibited acts
- 15 U.S.C. § 78kkk · Miscellaneous provisions
- 15 U.S.C. § 78lll · Definitions
- 15 U.S.C. § 79 to 79z–6 · Repealed. Pub. L. 109–58, title XII, § 1263, Aug. 8, 2005, 119 Stat. 974
- 15 U.S.C. § 80a–1 · Findings and declaration of policy
- 15 U.S.C. § 80a–2 · Definitions; applicability; rulemaking considerations
- 15 U.S.C. § 80a–3 · Definition of investment company
- 15 U.S.C. § 80a–3a · Protection of philanthropy under State law
- 15 U.S.C. § 80a–4 · Classification of investment companies
- 15 U.S.C. § 80a–5 · Subclassification of management companies
- 15 U.S.C. § 80a–6 · Exemptions
- 15 U.S.C. § 80a–7 · Transactions by unregistered investment companies
- 15 U.S.C. § 80a–8 · Registration of investment companies
- 15 U.S.C. § 80a–9 · Ineligibility of certain affiliated persons and underwriters
- 15 U.S.C. § 80a–10 · Affiliations or interest of directors, officers, and employees
- 15 U.S.C. § 80a–11 · Offers to exchange securities
- 15 U.S.C. § 80a–12 · Functions and activities of investment companies
- 15 U.S.C. § 80a–13 · Changes in investment policy
- 15 U.S.C. § 80a–14 · Size of investment companies
- 15 U.S.C. § 80a–15 · Contracts of advisers and underwriters
- 15 U.S.C. § 80a–16 · Board of directors
- 15 U.S.C. § 80a–17 · Transactions of certain affiliated persons and underwriters
- 15 U.S.C. § 80a–18 · Capital structure of investment companies
- 15 U.S.C. § 80a–19 · Payments or distributions
- 15 U.S.C. § 80a–20 · Proxies; voting trusts; circular ownership
- 15 U.S.C. § 80a–21 · Loans by management companies
- 15 U.S.C. § 80a–22 · Distribution, redemption, and repurchase of securities; regulations by securities associations
- 15 U.S.C. § 80a–23 · Closed-end companies
- 15 U.S.C. § 80a–24 · Registration of securities under Securities Act of 1933
- 15 U.S.C. § 80a–25 · Reorganization plans; reports by Commission
- 15 U.S.C. § 80a–26 · Unit investment trusts
- 15 U.S.C. § 80a–27 · Periodic payment plans
- 15 U.S.C. § 80a–28 · Face-amount certificate companies
- 15 U.S.C. § 80a–29 · Reports and financial statements of investment companies and affiliated persons
- 15 U.S.C. § 80a–30 · Accounts and records
- 15 U.S.C. § 80a–31 · Accountants and auditors
- 15 U.S.C. § 80a–32 · Filing of documents with Commission in civil actions
- 15 U.S.C. § 80a–33 · Destruction and falsification of reports and records
- 15 U.S.C. § 80a–34 · Unlawful representations and names
- 15 U.S.C. § 80a–35 · Breach of fiduciary duty
- 15 U.S.C. § 80a–36 · Larceny and embezzlement
- 15 U.S.C. § 80a–37 · Rules, regulations, and orders
- 15 U.S.C. § 80a–38 · Procedure for issuance of rules and regulations
- 15 U.S.C. § 80a–39 · Procedure for issuance of orders
- 15 U.S.C. § 80a–40 · Hearings by Commission
- 15 U.S.C. § 80a–41 · Enforcement of subchapter
- 15 U.S.C. § 80a–42 · Court review of orders
- 15 U.S.C. § 80a–43 · Jurisdiction of offenses and suits
- 15 U.S.C. § 80a–44 · Disclosure of information filed with Commission; copies
- 15 U.S.C. § 80a–45 · Reports by Commission; hiring and leasing authority
- 15 U.S.C. § 80a–46 · Validity of contracts
- 15 U.S.C. § 80a–47 · Liability of controlling persons; preventing compliance with subchapter
- 15 U.S.C. § 80a–48 · Penalties
- 15 U.S.C. § 80a–49 · Construction with other laws
- 15 U.S.C. § 80a–50 · Separability
- 15 U.S.C. § 80a–51 · Short title
- 15 U.S.C. § 80a–52 · Effective date
- 15 U.S.C. § 80a–53 · Election to be regulated as business development company
- 15 U.S.C. § 80a–54 · Acquisition of assets by business development companies
- 15 U.S.C. § 80a–55 · Qualifications of directors
- 15 U.S.C. § 80a–56 · Transactions with certain affiliates
- 15 U.S.C. § 80a–57 · Changes in investment policy
- 15 U.S.C. § 80a–58 · Incorporation of subchapter provisions
- 15 U.S.C. § 80a–59 · Functions and activities of business development companies
- 15 U.S.C. § 80a–60 · Capital structure
- 15 U.S.C. § 80a–61 · Loans
- 15 U.S.C. § 80a–62 · Distribution and repurchase of securities
- 15 U.S.C. § 80a–63 · Accounts and records
- 15 U.S.C. § 80a–64 · Preventing compliance with subchapter; liability of controlling persons
- 15 U.S.C. § 80b–1 · Findings
- 15 U.S.C. § 80b–2 · Definitions
- 15 U.S.C. § 80b–3 · Registration of investment advisers
- 15 U.S.C. § 80b–3a · State and Federal responsibilities
- 15 U.S.C. § 80b–4 · Reports by investment advisers
- 15 U.S.C. § 80b–4a · Prevention of misuse of nonpublic information
- 15 U.S.C. § 80b–5 · Investment advisory contracts
- 15 U.S.C. § 80b–6 · Prohibited transactions by investment advisers
- 15 U.S.C. § 80b–6a · Exemptions
- 15 U.S.C. § 80b–7 · Material misstatements
- 15 U.S.C. § 80b–8 · General prohibitions
- 15 U.S.C. § 80b–9 · Enforcement of subchapter
- 15 U.S.C. § 80b–10 · Disclosure of information by Commission
- 15 U.S.C. § 80b–10a · Consultation
- 15 U.S.C. § 80b–11 · Rules, regulations, and orders of Commission
- 15 U.S.C. § 80b–12 · Hearings
- 15 U.S.C. § 80b–13 · Court review of orders
- 15 U.S.C. § 80b–14 · Jurisdiction of offenses and suits
- 15 U.S.C. § 80b–15 · Validity of contracts
- 15 U.S.C. § 80b–16 · Omitted
- 15 U.S.C. § 80b–17 · Penalties