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Connecticut · Through Revised to January 1, 2026 (2026 Supplement to the General Statutes of Connecticut, applied over the base revision of January 1, 2025)

Conn. Gen. Stat. § 36b-11: (Formerly Sec. 36-479). Photograph to accompany each application for registration.

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Where this section sits in the code
  1. TITLE 36b. CONNECTICUT SECURITIES LAW AND BUSINESS OPPORTUNITY INVESTMENT ACT
  2. CHAPTER 672a*. UNIFORM SECURITIES ACT

Each application for registration under sections 36b-2 to 36b-34, inclusive, shall be accompanied by a photograph as defined by the commissioner, unless the commissioner waives the requirement of such photograph. If the applicant for registration as a broker-dealer or investment adviser is a sole proprietorship, the photograph shall be of the sole proprietor; if the application is for a partnership, it shall be accompanied by a photograph of each general partner; if the application is for a corporation, it shall be accompanied by a photograph of each principal officer or director as determined by the commissioner.

Collected 2026-09-06T19:07:12Z. Source file · JSON

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