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Connecticut · Through Revised to January 1, 2026 (2026 Supplement to the General Statutes of Connecticut, applied over the base revision of January 1, 2025)

Conn. Gen. Stat. § 36b-28: (Formerly Sec. 36-497). Penalties.

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Where this section sits in the code
  1. TITLE 36b. CONNECTICUT SECURITIES LAW AND BUSINESS OPPORTUNITY INVESTMENT ACT
  2. CHAPTER 672a*. UNIFORM SECURITIES ACT

(a) Any person who wilfully violates any provision of subsection (a) of section 36b-4 or subsection (a) or (f) of section 36b-5 shall be fined not more than ten thousand dollars or imprisoned for not more than ten years, or both.

(b) Any person who wilfully violates any other provision of sections 36b-2 to 36b-34, inclusive, shall be fined not more than three thousand five hundred dollars or imprisoned for not more than two years, or both.

(c) No information may be returned under sections 36b-2 to 36b-34, inclusive, more than five years after the alleged violation.

Collected 2026-09-06T19:07:12Z. Source file · JSON

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