Iowa Code § 502.802: Notification to administrator.
Where this section sits in the code
- Title XII - BUSINESS ENTITIES (Ch. 486 - 504C)
- Chapter 502 - UNIFORM SECURITIES ACT (BLUE SKY LAW)
- Article 8 - FINANCIAL EXPLOITATION OF ELIGIBLE ADULTS
If a broker-dealer, investment adviser, or qualified individual reasonably believes financial exploitation of an eligible adult has occurred, has been attempted, or is being attempted, the broker-dealer, investment adviser, or qualified individual may promptly notify the administrator. The administrator may adopt rules regarding the form and manner of the notification under this section.
Collected 2026-09-14T19:40:12Z. Source file · JSON