Iowa Code § 502.803: Notification to administrator — immunity.
Where this section sits in the code
- Title XII - BUSINESS ENTITIES (Ch. 486 - 504C)
- Chapter 502 - UNIFORM SECURITIES ACT (BLUE SKY LAW)
- Article 8 - FINANCIAL EXPLOITATION OF ELIGIBLE ADULTS
A broker-dealer, investment adviser, or qualified individual who, acting reasonably and in good faith, makes a disclosure of information to the administrator pursuant to this article shall be immune from administrative or civil liability that might otherwise arise from such disclosure or for any failure to notify the eligible adult of the disclosure. Other than matters related to the reporting of the financial exploitation of an eligible adult pursuant to this section, this section shall not abrogate or modify any existing statutory or common law privileges or immunities.
Collected 2026-09-14T19:40:12Z. Source file · JSON