KRS 286.9-104: Annual reports filed by licensees with commissioner.

(1) Each licensee shall file an annual report with the commissioner by March 1 of each

year, containing the following information:

(a) The names and addresses of each person owning a controlling interest in each

license;

(b) The location of all places of busin ess operated by the licensee and the nature

of the business conducted at each location;

(c) The names and addresses of all affiliated entities regulated under this subtitle

and doing business in this state;

(d) Balance sheets, statement of income and expen ses, and other statistical

information as may be reasonably required by the commissioner, consistent

with generally accepted accounting practices, for the purpose of determining

the general results of operations under this subtitle; and

(e) If the licensee is a corporation, the names and addressees of its principal

officers and directors; or if the licensee is a partnership, the names and

addresses of the partners; or if the licensee is a limited liability company, the

names and addresses of the board of directors of the limited liability company.

(2) If the licensee holds two (2) or more licenses or is affiliated with other licensees, a

composite report may be filed.

(3) All reports shall be filed in a form as may reasonably be required by the

commissioner and shall be sworn to by a responsible officer of the licensee.

(4) The information submitted by licensees under this section shall be held in

confidence by the department and the commissioner.