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Oklahoma · Snapshot open-us-law v2026.08, retrieved 2026-09-14

Okla. Stat. tit. 71, § 71-1-303: Securities registration by coordination

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Where this section sits in the code
  1. OK Code
  2. Title 71

A. A security for which a registration statement has been filed

under the Securities Act of 1933 in connection with the same

offering may be registered by coordination under this section.

B. A registration statement under this section must contain or

be accompanied by the following records in addition to the

information specified in Section 1-305 of this title and a consent

to service of process complying with Section 1-611 of this title:

1. A copy of the latest form of prospectus filed under the

Securities Act of 1933;

2. A copy of the articles of incorporation and bylaws or their

substantial equivalents currently in effect; a copy of any agreement

with or among underwriters; a copy of any indenture or other

instrument governing the issuance of the security to be registered;

and a specimen, copy, or description of the security that is

required by rule adopted or order issued under this act;

3. Copies of any other information or any other records filed

by the issuer under the Securities Act of 1933 requested by the

Administrator; and

4. An undertaking to forward each amendment to the federal

prospectus, other than an amendment that delays the effective date

of the registration statement, promptly after it is filed with the

Securities and Exchange Commission and in any event not later than

the first business day after the day the amendment is forwarded to

or filed with the Securities and Exchange Commission, whichever

first occurs.

C. A registration statement under this section becomes

effective simultaneously with or subsequent to the federal

registration statement when all the following conditions are

satisfied:

1. A stop order under subsection D of this section or Section

1-306 of this title or issued by the Securities and Exchange

Commission is not in effect and a proceeding is not pending against

the issuer under Section 1-306 of this title; and

2. The registration statement has been on file for at least

twenty (20) days or a shorter period provided by rule adopted or

order issued under this act.

D. The registrant shall promptly notify the Administrator in a

record of the date when the federal registration statement becomes

effective and the content of any price amendment and shall promptly

file a record containing the price amendment. If the notice is not

timely received, the Administrator may issue a stop order, without

prior notice or hearing, retroactively denying effectiveness to the

registration statement or suspending its effectiveness until

compliance with this section. The Administrator shall promptly

notify the registrant of the order by telegram, telephone, or

electronic means and promptly confirm this notice by a record. If

the registrant subsequently complies with the notice requirements of

this section, the stop order is void as of the date of its issuance.

E. If the federal registration statement becomes effective

before each of the conditions in this section is satisfied or is

waived by the Administrator, the registration statement is

automatically effective under this act when all the conditions are

satisfied or waived. If the registrant notifies the Administrator

of the date when the federal registration statement is expected to

become effective, the Administrator shall promptly notify the

registrant by telegram, telephone, or electronic means and promptly

confirm this notice by a record, indicating whether all the

conditions are satisfied or waived and whether the Administrator

intends the institution of a proceeding under Section 1-306 of this

title. The notice by the Administrator does not preclude the

institution of such a proceeding.

Collected 2026-09-14T18:32:36Z. Source file · JSON

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