Okla. Stat. tit. 82, § 82-1085.49: Investment certificates - Acquisition by brokers or
Where this section sits in the code
- OK Code
- Title 82
dealers.
Except as provided in the rules and regulations of the Municipal
Securities Rulemaking Board no broker, dealer, or investment
certificates dealer that has a financial advisory relationship with
respect to a new issue of investment certificates shall acquire as
principal either alone or as a participant in a syndicate or other
similar account formed for the purpose of purchasing, directly or
indirectly, from the issuer all or any portion of such issue, or
arrange for such acquisition or participation by a person
controlling, controlled by, or under common control with such
broker, dealer, or investment certificates dealer.
Collected 2026-09-14T18:32:36Z. Source file · JSON