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Virginia regulations · Through 2026 Regular Session (effective July 1, 2026)

21VAC5-20-180: Renewals

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Where this section sits in the code
  1. Title 21. Securities And Retail Franchising
  2. Agency 5. State Corporation Commission, Division of Securities And Retail Franchising
  3. Chapter 20. Broker-Dealers, Broker-Dealer Agents and Agents of the Issuer
  4. Part III. Agents of the Issuer

An issuer, on behalf of its agent or agents, shall file with the commission at its Division of Securities and Retail Franchising at least 30 days prior to the expiration of registration a registration renewal form (Form S.D.4) accompanied by the statutory fee of $40 for each agent whose registration is to be renewed. The check must be made payable to the Treasurer of Virginia.

Collected 2026-09-14T04:53:33Z. Source file · JSON

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