Virginia regulations · Through 2026 Regular Session (effective July 1, 2026)

21VAC5-20-190: Updates and amendments

Where this section sits in the code

Title 21. Securities And Retail Franchising
Agency 5. State Corporation Commission, Division of Securities And Retail Franchising
Chapter 20. Broker-Dealers, Broker-Dealer Agents and Agents of the Issuer
Part III. Agents of the Issuer

An agent of the issuer shall amend or update Form U4 as information becomes inaccurate. A Form U4 must be filed within 30 days of an amendment or update. Filings shall be made with the commission at its Division of Securities and Retail Franchising.

Collected 2026-09-14T04:53:33Z. Source file · JSON

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