Virginia regulations · Through 2026 Regular Session (effective July 1, 2026)

21VAC5-20-200: Termination of registration

Where this section sits in the code

Title 21. Securities And Retail Franchising
Agency 5. State Corporation Commission, Division of Securities And Retail Franchising
Chapter 20. Broker-Dealers, Broker-Dealer Agents and Agents of the Issuer
Part III. Agents of the Issuer

When an agent of the issuer terminates his registration with an issuer, or an issuer terminates an agent's registration, the issuer shall file notice of such termination on Form U5 within 30 calendar days of the date of termination. Filings shall be made with the commission at its Division of Securities and Retail Franchising.

Collected 2026-09-14T04:53:33Z. Source file · JSON

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