Virginia regulations · Through 2026 Regular Session (effective July 1, 2026)

21VAC5-20-210: Changing connection from one issuer to another

Where this section sits in the code

Title 21. Securities And Retail Franchising
Agency 5. State Corporation Commission, Division of Securities And Retail Franchising
Chapter 20. Broker-Dealers, Broker-Dealer Agents and Agents of the Issuer
Part III. Agents of the Issuer

An agent of the issuer who changes connection from one issuer to another shall comply with 21VAC5-20-160.

Collected 2026-09-14T04:53:33Z. Source file · JSON