GroundRules
17 CFR 249.1001: Form SIP, for application for registration as a securities information processor or to amend such an application or registration.
Where this section sits in the code
- Title 17—Commodity and Securities Exchanges
- CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
- PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934
- Subpart K—Form for Registration of, and Reporting by Securities Information Processors
This form shall be used for application for registration as a securities information processor, pursuant to section 11A(b) of the Securities Exchange Act of 1934 (15 U.S.C. 78k-1(b)) and § 242.609 of this chapter, or to amend such an application or registration.
Collected 2026-08-27T02:24:31Z. Source file · JSON