Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 249.1002: Form CC, for application for registration as a competing consolidator or to amend such an application or registration.

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Title 17—Commodity and Securities Exchanges
CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934
Subpart K—Form for Registration of, and Reporting by Securities Information Processors

This form shall be used for application for registration as a competing consolidator, pursuant to section 11A of the Securities Exchange Act of 1934 (15 U.S.C. 78k-1) and § 242.614 of this chapter, or to amend such an application or registration.

Collected 2026-08-27T02:24:31Z. Source file · JSON

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