Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 249.618: Form BD-Y2K, information required of broker-dealers pursuant to section 17 of the Securities Exchange Act of 1934 and § 240.17a-5 of this chapter.

Where this section sits in the code

Title 17—Commodity and Securities Exchanges
CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934
Subpart G—Forms for Reports To Be Made by Certain Exchange Members, Brokers, Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants

This form shall be used by every broker-dealer required to file reports under § 240.17a-5(e) of this chapter.

Collected 2026-08-27T02:24:31Z. Source file · JSON