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Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 249.619: Form TA-Y2K, information required of transfer agents pursuant to section 17 of the Securities Exchange Act of 1934 and § 240.17Ad-18 of this chapter.

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Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  3. PART 249—FORMS, SECURITIES EXCHANGE ACT OF 1934
  4. Subpart G—Forms for Reports To Be Made by Certain Exchange Members, Brokers, Dealers, Security-Based Swap Dealers, and Major Security-Based Swap Participants

This form shall be used by every registered transfer agent required to file reports under § 240.17Ad-18 of this chapter.

Collected 2026-08-27T02:24:31Z. Source file · JSON

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