GroundRules
17 CFR 260.4d-11: d-11 Exemption for security-based swaps offered and sold in reliance on Rule 239 under the Securities Act of 1933 (17 CFR 230.239).
Where this section sits in the code
- Title 17—Commodity and Securities Exchanges
- CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
- PART 260—GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939
Any security-based swap offered and sold in reliance on Rule 239 under the Securities Act of 1933 (17 CFR 230.239), whether or not issued under an indenture, is exempt from the Act.
Collected 2026-08-27T02:24:31Z. Source file · JSON