GroundRules
17 CFR 260.4d-12: d-12 Exemption for security-based swaps offered and sold in reliance on Securities Act of 1933 Rule 240 (§ 230.240).
Where this section sits in the code
- Title 17—Commodity and Securities Exchanges
- CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
- PART 260—GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939
Any security-based swap offered and sold in reliance on § 230.240 of this chapter, whether or not issued under an indenture, is exempt from the Act. This section will expire on February 11, 2018.
Collected 2026-08-27T02:24:31Z. Source file · JSON