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Federal regulations · Through 2026-08-25 · Newer source version available

17 CFR 274.202: Form 3, initial statement of beneficial ownership of securities.

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Where this section sits in the code
  1. Title 17—Commodity and Securities Exchanges
  2. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  3. PART 274—FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940
  4. Subpart C—Forms for Other Statements

This form shall be filed pursuant to § 270.30h-1 for initial statements of beneficial ownership of securities required to be filed pursuant to section 30(h) of the Investment Company Act of 1940 (15 U.S.C. 80a-29(h)). (Same as § 249.103 of this chapter.)

Collected 2026-08-27T02:24:31Z. Source file · JSON

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